-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JrGaOSNn5lNFO3I3pKKbtzQv5aEkN61hHhX2SGu0aSbVDZujfrsu0lwMtSvRWmFz DM/oVdIuek4jZPvQYu7kEw== 0001047469-99-006042.txt : 19990217 0001047469-99-006042.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-006042 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: E. FLOYD KVAMME GROUP MEMBERS: FRANK J. CAUFIELD GROUP MEMBERS: KLEINER PERKINS CAUFIELD & BYERS IV LP GROUP MEMBERS: KPCB IV ASSOCIATES, L.P. GROUP MEMBERS: L. JOHN DOERR GROUP MEMBERS: REGIS MCKENNA GROUP MEMBERS: THOMAS J. PERKINS GROUP MEMBERS: VINOD KHOSLA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHOTON DYNAMICS INC CENTRAL INDEX KEY: 0001002663 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943007502 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49707 FILM NUMBER: 99540936 BUSINESS ADDRESS: STREET 1: 6325 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119-1202 BUSINESS PHONE: 4082269900 MAIL ADDRESS: STREET 1: 6325 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119-1202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS IV LP CENTRAL INDEX KEY: 0000799652 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943001663 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS IV DATE OF NAME CHANGE: 19950126 SC 13G/A 1 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------------------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)(1) PHOTON DYNAMICS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 7193641 - -------------------------------------------------------------------------------- (CUSIP Number) N/A - -------------------------------------------------------------------------------- (Date of Event which Requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-(c) /X/ Rule 13d-1(d) - ------------ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 7193641 13G Page 2 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KLEINER PERKINS CAUFIELD & BYERS IV, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB IV") 94-3001663 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF SHARES --------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER 365,957 OWNED BY EACH --------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER -0- PERSON WITH --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 365,957 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 365,957 PERSON - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 3 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KPCB IV ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP 94-3001662 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- --------------------------------------------------------------- 6 SHARED VOTING POWER NUMBER OF 365,957 SHARES DIRECTLY OWNED BY SHARES KPCB IV. KPCB IV ASSOCIATES IS THE BENEFICIALLY GENERAL PARTNER OF KPCB IV. OWNED BY --------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER -0- REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 365,957 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 4 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS THOMAS J. PERKINS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,655 ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. PERKINS IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. PERKINS DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 4,655 REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. PERKINS IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. PERKINS DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 370,612 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 5 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS FRANK J. CAUFIELD - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 11,735 ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. CAUFIELD IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. CAUFIELD DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 11,735 REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. CAUFIELD IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. CAUFIELD DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 377,692 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 6 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS BROOK H. BYERS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. BYERS IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. BYERS DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER -0- REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. BYERS IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. BYERS DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 365,957 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 7 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS L. JOHN DOERR - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 11,577 ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. DOERR IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 11,577 REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. DOERR IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 377,534 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 8 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS E. FLOYD KVAMME - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 25,970 (INCLUDING OPTIONS EXERCISABLE WITHIN 60 DAYS FOR 2,500 SHARES) ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. KVAMME IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 25,970 REPORTING (INCLUDING OPTIONS EXERCISABLE WITHIN PERSON WITH 60 DAYS FOR 2,500 SHARES) ---------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. KVAMME IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 391,927 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 9 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS REGIS MCKENNA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 11,636 ---------------------------------------------------------------- 6 SHARED VOTING POWER 366,055 SHARES OF WHICH 365,957 SHARES DIRECTLY OWNED BY KPCB IV AND 98 SHARES HELD BY THE RP AND DT MCKENNA TRUST. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. MCKENNA IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. MCKENNA DISCLAIMS NUMBER OF BENEFICIAL OWNERSHIPOF SHARES HELD DIRECTLY SHARES BY KPCB IV AND THE TRUST. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 11,636 REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 366,055 SHARES OF WHICH 365,957 SHARES DIRECTLY OWNED BY KPCB IV AND 98 SHARES HELD BY THE RP AND DT MCKENNA TRUST. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. MCKENNA IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. MCKENNA DISCLAIMS BENEFICIAL OWNERSHIPF SHARES HELD DIRECTLY BY KPCB IV AND THE TRUST. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 377,691 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 7193641 13G Page 10 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS VINOD KHOSLA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ---------------------------------------------------------------- 6 SHARED VOTING POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. KHOSLA IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. NUMBER OF MR. KHOSLA DISCLAIMS BENEFICIAL OWNERSHIP SHARES OF SHARES HELD DIRECTLY BY KPCB IV. BENEFICIALLY ---------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER -0- REPORTING ---------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 365,957 SHARES DIRECTLY OWNED BY KPCB IV. KPCB IV ASSOCIATES IS THE GENERAL PARTNER OF KPCB IV. MR. KHOSLA IS A GENERAL PARTNER OF KPCB IV ASSOCIATES. MR. KHOSLA DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB IV. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING 365,957 PERSON - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 17 Pages Item 1(a) Name of Issuer: Photon Dynamics, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1504 McCarthy Blvd. Milpitas, CA 95035 Item 2(a) Name of Person Filing: This amendment is being filed by KPCB IV Associates, L.P., a California Limited Partnership ("KPCB IV Associates"), whose principal business address is 2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses and citizenships of all the general partners of KPCB IV Associates, are set forth on Exhibit B hereto. KPCB IV Associates is the general partner to Kleiner Perkins Caufield & Byers IV, L.P., a California limited partnership ("KPCB IV"). Item 2(b) Address of Principal Business Offices or, if none, Residence: 2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses and citizenships of all the general partners of KPCB IV Associates, are set forth on Exhibit B hereto. Item 2(c) Citizenship Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 7193641 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Item 4. Ownership. See rows 5-11 on cover pages hereto. Item 5. Ownership of Five Percent or Less of a Class. This statement is being filed to report the fact that as of the date hereof Kleiner Perkins Caufield & Byers IV, L.P. and KPCB IV Associates, L.P. have ceased to be the beneficial owners of more than five percent of the Common Stock of Photon Dynamics, Inc. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. See Item 5. Page 12 of 17 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Page 13 of 17 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct. Dated: February 12, 1999 KPCB IV ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ---------------------------- A General Partner THOMAS J. PERKINS FRANK J. CAUFIELD BROOK H. BYERS E. FLOYD KVAMME L. JOHN DOERR REGIS McKENNA VINOD KHOSLA By: /s/ Michael S. Curry ---------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS IV, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB IV Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ---------------------------- A General Partner Page 14 of 17 Pages EXHIBIT INDEX
Found on Sequentially Exhibit Numbered Page - --------- --------------- Exhibit A: Agreement of Joint Filing 15 Exhibit B: List of General Partners of KPCB IV Associates 16
Page 15 of 17 Pages EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the amended statement dated February 12, 1999, containing the information required by Schedule 13G, for the Shares of the Common Stock of Photon Dynamics, Inc. held by Kleiner Perkins Caufield & Byers IV, L.P., a California Limited Partnership, and with respect to the general partners, such other holdings as are reported therein. Dated: February 12, 1999 KPCB IV ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ---------------------------- A General Partner THOMAS J. PERKINS FRANK J. CAUFIELD BROOK H. BYERS E. FLOYD KVAMME L. JOHN DOERR REGIS McKENNA VINOD KHOSLA By: /s/ Michael S. Curry ---------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS IV, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB IV Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ---------------------------- A General Partner Page 16 of 17 Pages EXHIBIT B GENERAL PARTNERS OF KPCB IV ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP Set forth below, with respect to each general partner of KPCB IV Associates, L.P. is the following: (a) name; (b) business address and (c) citizenship. 1. (a) Thomas J. Perkins (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 2. (a) Frank J. Caufield (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 3. (a) Brook H. Byers (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 4. (a) E. Floyd Kvamme (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 5. (a) L. John Doerr (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 6. (a) Regis McKenna (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen Page 17 of 17 Pages 7. (a) Vinod Khosla (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen -----END PRIVACY-ENHANCED MESSAGE-----